19 September 2017

Bankruptcy: Westpac v. Yarrow

Westpac has bankrupted Paul Yarrow on a $14.8 million guarantee of debts owed by Taranaki-based company Yarrows (the Bakers) Ltd.  His claim of a set-off against Westpac for alleged breach of fiduciary duties failed in the High Court.
Mr Yarrow alleged other Yarrow directors used receivership as an attempt to silence him and that Westpac did the dirty by exploiting his long-term customer relationship.
Circumstances of Yarrow’s 2011 receivership were laid before the High Court.  The company was in financial difficulty and had been on Westpac’s watch-list for nearly three years.  Westpac was owed over fifty million dollars.  The Bank’s credit restructuring group was closely monitoring the company account.  There were prospects of Japanese company Sumitomo buying fifty per cent of Yarrow’s Australian operations for $22 million.  At the same time, there were tensions between Paul Yarrow and directors of an Australian Yarrow associate.  He alleged above market rentals were charged on Australian leases, reducing Yarrow profitability and potentially reducing the price Sumitomo might pay.  Westpac was also in on this, he claimed.  It had provided finance for purchase of the leased properties.  Recordings of a critical Yarrow directors’ meeting of April 2011 were put up as evidence.  Westpac attended the meeting.  It was concerned receivership would affect any deal with Sumitomo.  There was also concern over threats by Paul Yarrow to initiate an inquiry into Yarrow’s finances.  This could also destabilise any sale.  Accountants Deloitte and BDO Spicers had both already been involved in potential restructuring.   Associate judge Doogue said at least one or more of the directors raised at the meeting a possibility of Westpac appointing receivers to cut through problems.  Paul Yarrow stopped participating part way through, but continued to monitor meeting discussions by speakerphone.  One month later, Westpac appointed receivers.  Westpac is still owed $15 million.
Judge Doogue ruled there were no grounds to reduce the amount Paul Yarrow owed on the Westpac guarantee.  There was nothing about the way in which the guarantee was requested or signed that raised issues of any fiduciary duty owed by Westpac to Mr Yarrow.  He received independent legal advice before signing.  The fact he had been a Westpac customer for some 25 years did not convert their commercial relationship into a fiduciary relationship.  Westpac was not a party to any alleged overcharging on Australian rentals; it had no knowledge of the transaction.  Mortgage finance was provided by Westpac Australia, a separate business from Westpac New Zealand.  The knowledge of one business is not automatically imputed to the other.          
Westpac v. Yarrow – High Court (19.09.17)

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