09 March 2018

Viaduct Capital: R. v. Bublitz

Paul Bublitz sued for compensation under the Criminal Procedure Act having spent $1.2 million on defence legal costs wasted in an aborted criminal trial over failed Viaduct Capital.  He was awarded ten thousand dollars.  Five months have been allocated for a retrial starting July.
Mr Bublitz was charged by the Financial Markets Authority in 2014 with financial crimes allegedly arising from the operation of finance company Viaduct Capital.  Three others were also charged.  Viaduct investors were protected by a government guarantee then in effect following the 2008 global financial crisis.  It is alleged trust deed provisions prohibiting related party transactions were breached.  There are also allegations of false statements in publically available prospectuses and investment statements.
The FMA prosecution against all defendants was aborted in May 2017 after Justice Woolford ruled that belated disclosure of documents amounted to a breach of the Criminal Disclosure Act.  All up, 14,600 documents were involved.  They had been generated earlier by Deloitte, acting as investigating agents for FMA.  The FMA had considered these documents irrelevant or protected by legal privilege.  Justice Woolford ruled late disclosure irretrievably harmed the defence: strategic decisions as to priority and narrative had been lost; witnesses who had already given evidence would have to be recalled.  At this point, the trial had run for nine months.  Three months was the original estimate.
Mr Bublitz sued for wasted legal expenses.  The High Court was told he had spent more than $1.2 million.  After exhausting his own financial resources, Legal Aid Services picked up Mr Bublitz’s tab for a further $245,000.  Mr Bublitz said he needed full reimbursement to pay for a lawyer of his own choice at the July retrial.  He did not want a lawyer appointed in rotation off the legal aid list. Justice Woolford ruled sanctions in the Criminal Procedure Act are not compensatory, they are a penalty for non-compliance.  There was no reasonable excuse for late disclosure by the FMA, he said, but it was inadvertent.  The FMA was ordered to pay $10,000 to Mr Bublitz.  Legal Aid Services has first claim on this money.
R. v. Bublitz – High Court (9.03.18)

18.051