21 June 2018

Electricity: City Financial Investment v. Transpower

UK-owned City Financial Investment claims it lost some $3.1 million on electricity futures when Transpower’s changes to HVDC flows in 2016 across Cook Strait affected wholesale electricity prices.  The High Court dismissed City’s appeal against an Electricity Authority ruling deciding Transpower did not breach its governing code, but it criticised the cosy relationship between Transpower and the Authority.  
Transpower owns the national power grid.  It also controls operation of the grid, deciding where and when power flows through the system.  Operating decisions are based on an auction system with retailers choosing from spot prices posted by generators for half hour periods.  A critical point on the grid is the Cook Strait power link: the High Voltage Direct Current (HVDC) link.  Power can pass in either direction under the Strait through two cables.  Capacity has to be carefully managed.  The higher the load, the greater the energy lost by heat and the greater the risk of catastrophic failure.
In 2016 Transpower changed operating protocols for its HVDC link.  This involved rebalancing how much current each cable carries when operating jointly.  There were benefits.  Transpower maintenance costs were reduced.  Less reserve power was required on standby to cover an emergency should there be a system failure.  Critically, the new protocol reduced the amount of North Island generation needed on standby as reserve.
The High Court was told this change was of little moment to generators and retailers.  They operate in a dynamic market, dealing predominately in the spot market.  Traders in electricity futures took a different view.  They are assessing price risk over time frames of up to two years.  They were locked into long-term futures contracts now affected by the HVDC changes. Changes to HVDC protocols had ‘knock-on’ effects though the 250 network locations used for pricing derivatives.
Derivatives trader, City Financial Investment Company (New Zealand) Ltd, complained to government regulator the Electricity Authority alleging Transpower was in breach of service levels set out in the industry Code.  The Authority ruled Transpower was not in breach.  Transpower had maintained the energy capacity of the HVDC link, a key underlying objective of the Code.  This decision was challenged unsuccessfully in the High Court.  Minimum HVDC service levels specified by Transpower were no different before and after the 2016 changes, Justice Cooke said.
The relationship between Transpower and the Authority was criticised by Justice Cooke.  When developing its new HVDC protocols, Transpower’s strategy was to target an Authority member to assist getting Authority approval for the changes.  And then when City Financial later objected to its implementation, Transpower had the Authority comment on its draft response to City Financial.  When City Financial later went to the Authority alleging a breach of the Code, the Authority was then in the position of ruling on the correctness of a stance it had previously helped Transpower formulate.
City Financial Investments Co (NZ) Ltd v. Transpower - High Court (21.06.18)
18.126