03 December 2015

NZX: NZX Ltd v. Ralec Commodities

First public sign that the NZX purchase of Australian-based Clear Grain Exchange had gone sour was a July 2011 on-market announcement that legal action was being taken against Australian vendors Ralec Commodities and that the value of the claim had not been quantified.  Fast forward four years and NZX is looking to recover $A37.6 million while Ralec is counterclaiming for $A14 million plus potential workout bonuses.  Litigation is bogged down in procedural squabbles.
In the High Court, Justice Dobson said procedural haggling is getting all out of proportion to the issues in dispute.  Lawyers for NZX predict a full hearing of claim and counterclaim will take eight weeks.
In 2009 NZX signed up to buy from Ralec Commodities its expertise in developing and operating online commodity dealing platforms.  Ralec’s business was then in its start-up phase with two components envisaged: an online grain trading business and an electronic database recording supply of and demand for grain. The agreed price was $A7 million, with later payments in both cash and NZX shares promised if specified performance targets were met.  NZX claims it was shafted.  It alleges there were promises broken regarding an existing tie-in with bulk grain handler Grain Corp.  It alleges individuals behind Ralec hindered and frustrated the ongoing business.  It alleges misrepresentations were made about the trading platform’s capabilities and about future profitability.
Ralec argued New Zealand was the wrong venue to hear the case; it should be heard before Australian courts.  In November 2011, Justice Gendall ruled New Zealand was the appropriate venue.  In July 2012, Justice Dobson ordered Ralec make an initial payment into court of $60,000 as security for NZX legal costs, should NZX succeed at trial.  The court was told Ralec is broke.  It had already passed on to its shareholders the upfront payments made by NZX.  Since that date both NZX and Ralec have been involved in a very expensive legal tennis match lobbing accusations back and forth in court as to what the other is obliged to do before the case goes to a full trial.  The primary questions have been: who is able to be sued and why; what paperwork has to be disclosed to the other side; and what, if any, pre-trial questions can be asked.    
NZX Ltd v. Ralec Commodities – High Court (22.11.11, 5.07.12 & 3.12.15)

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